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How Will Japan’s Defence Change Its Future?
Dr. Sharif M. Shuja
Japan has long centred its foreign
policy on its bilateral relationship with
the United States, a stance supported
by the majority of the Japanese. This
relationship took its present shape
during the decades of the Cold War,
and discussions of it within Japan are
still based largely on perceptions
rooted in the structures of that era.
This is, of course, due in part to the
peculiarities of the situation in Asia,
including the continued existence of
communist governments in China and
North Korea. However, there have
been some changes.1
Japan is important in U.S. defence
calculations.2 Japan-U.S. cooperation has become an integral part of the global
security framework with the
United States at its core, and the bilateral
ties have grown accordingly.
The United States will continue to figure
importantly in Japan’s defence
and security policies. The general feeling
is that Japan would like to have
even closer relations with Washington,
which could help to “guarantee
Japan’s security”.3 Japanese strategic thinking, like
that of many European countries, generally
sees threats in traditional terms,medical activities and constructing
facilities for their use.
The war contingency bills have bipartisan
support. Earlier, the public
opinion poll of 2 April 2003, conducted
by Japan’s biggest newspaper
Yomiuri Shimbun, suggested the majority
of the public (54 per cent) were
for the amendment to the Constitution.
Japanese Prime Minister
Junichiro Koizumi has also indicated
that his country would be prepared to
launch a pre-emptive strike against a
foreign threat, adopting the most strident
position by a Japanese leader
since World War II.
His comments reflect the change
occurring in Japan’s defence policy
from pacifism to a more robust, deterrent-
oriented posture. The shift has
been prompted by threats from terrorism
and a hostile North Korea, which
is locked in a confrontation with the
United States over its nuclear weapons
programme. Almost everyone
agrees that this secretive one-party
state should not be allowed to continue
with its nuclear weapons programme.
The six-party talks4 and the
Proliferation Security Initiative5 are
cases in point.
based upon perceived intentions of
other actors, mainly states, with containment
and deterrence as the main
instruments to ensure national security.
American neo-conservatives,
however, see security in terms of the
possible capabilities of others, requiring
pre-emption and regime change to
prevent future threats emerging.
Under Prime Minister Koizumi
Junichiro, Japan has been an enthusiastic
supporter of the U.S.-led war
on terrorism, with Japanese combat
personnel being despatched overseas
for the first time without U.N. authorisation.
Moreover, after years of prevaricating,
Japan has also signed up
to the United States global system of
missile defence. Certainly, U.S. pressure
had a great deal to do with both
decisions, but perhaps more importantly,
the rhetoric of the Bush doctrine
offered Prime Minister Koizumi
a chance to further his nationalist
agenda.
The main issue for Japan’s foreign
policy now is how to make international
contributions that respond to
the needs of global society while maintaining
the alliance with the United
States as the centerpiece. These contributions
include military efforts,
such as Japan’s participation in peacekeeping
operations, and non-military
assistance in economic and technical
fields.
Two schools of thought on America
have existed in Japan’s decision-making
circles. These are (1) the Realist
school of thought; and (2) the Liberalist
school of thought.
Those belonging to the Realist school of thought view America as being
guarantor of Japan’s security, and Japanese strategic thinking, like
that of many European countries, generally
sees threats in traditional terms,
based upon perceived intentions of
other actors, mainly states, with containment
and deterrence as the main
instruments to ensure national security.
American neo-conservatives,
however, see security in terms of the
possible capabilities of others, requiring
pre-emption and regime change to
prevent future threats emerging.
Under Prime Minister Koizumi
Junichiro, Japan has been an enthusiastic
supporter of the U.S.-led war
on terrorism, with Japanese combat
personnel being despatched overseas
for the first time without U.N. authorisation.
Moreover, after years of prevaricating,
Japan has also signed up
to the United States global system of
missile defence. Certainly, U.S. pressure
had a great deal to do with both
decisions, but perhaps more importantly,
the rhetoric of the Bush doctrine
offered Prime Minister Koizumi
a chance to further his nationalist
agenda.
The main issue for Japan’s foreign
policy now is how to make international
contributions that respond to
the needs of global society while maintaining
the alliance with the United
States as the centerpiece. These contributions
include military efforts,
such as Japan’s participation in peacekeeping
operations, and non-military
assistance in economic and technical
fields
adopt a pro-American stance. These
people lack the vision that would allow
them to respond effectively to the
changes taking place on a global scale.
Their position tends to focus primarily
on specific circumstances in East
Asia and pays little heed to America’s
global strategic thinking; the Realist
view also puts insufficient weight on
recent trends toward alliances based
on shared values, particularly human
rights and humanitarianism, which
are increasingly underpinning responses
to regional conflicts. The Realist
school does not fully comprehend
that alliances in the post-Cold War era
are increasingly based on the presumption
that they are justified by certain
ideals.
Liberalist thinkers in Japan seek to
establish that the end of the Cold War
should mean the end of the use of military
force. They tend to criticise
American involvement in any conflict
as a bid for military supremacy, thus
feeding the persistent undercurrent of
sentiment against the United States
among the Japanese people. This sentiment
could be described as a kind of
antipathy toward absolute power
rather than simple anti-Americanism
— a sentiment seen not just in Japan
but also in France and other European
countries. It is a feeling that has grown
in reaction to the increasingly interventionist
approach the United States
has taken in the wake of the September
11 terrorist attacks.
NEW INITIATIVES
On 6 June 2003, Japan’s Parliament
passed three war contingency bills.
These were the Law regarding Response
to Armed Attacks, the Law on
the Establishment of the Security
Council of Japan, and the Law to
amend the Self-Defence Force
(S.D.F.). These bills increased the government’s
powers in military emergencies.
Under the contingency laws,
the government will draft a plan of action
when there is an attack against
Japan or when the government determines
that the danger of an attack is
imminent. The plan, following the
Cabinet approval, must be endorsed
by the Diet. In situations deemed particularly
urgent, the government is
empowered to mobilise the S.D.F. before
drawing up a plan, but has to halt
the deployment of forces if the eventual
plan is rejected by the Diet. The
law also allows the government to put
the S.D.F. on standby when it determines
that a military attack is “anticipated”.
The amendment to the S.D.F.
law enables military personnel to seize
land and other property for operations,
and exempts the S.D.F. from a
range of peacetime legal procedures,
such as those concerning road traffic, North Korea revealed its possession
of nuclear weapons on 24 April 2003
in the bilateral talks with the United
States and China in Beijing. In the
talks, North Korean negotiators
threatened Assistant Secretary of
State, James A. Kelly, and his delegation
that they would export nuclear
weapons or conduct a “physical demonstration”,
indicating that they may
conduct a test of a nuclear weapon.
Why are the North Koreans trying
to make nuclear weapons? There are
four possible uses for nuclear
weapons: deterrence, attacking
another country, an export earner, and
a bargaining chip in negotiations. A
nuclear deterrent would certainly stop
a U.S. attack, but a North Korean use
of that tiny deterrent force, whether
in defence or attack, would be suicidal.
After the revelations in February 2004
about Pakistan’s nuclear black-market
operations, Korean export of nuclear
technology would be virtually impossible.
They have no exports other than
narcotics, missiles and forced labour,
and these are all becoming impossible
to sustain after the 11 September 2001
terrorist attack. That means the real
purpose of the weapons is for use as a
bargaining chip in a deal for massive
aid and possible a security guarantee
for the Pyongyang regime.
This North Korean revelation is a
problem for Japan. North Korea analyst Gary Samore estimated that over
the next few years North Korea could
complete facilities capable of producing
sufficient plutonium and highly
enriched uranium for up to a dozen
nuclear weapons annually, in addition
to its suspected current stockpile of
one or two nuclear weapons.6 The potential
for North Korea to sell such
weapons on the black market to rogue
states or terrorists, in order to raise
much needed funds, is alarming. Furthermore,
its ballistic missile programme
has the capacity to strike Japan,
which is only 8.5 minutes flying
time from North Korea. If North Korea
were to develop this capacity, Japan
would become completely dependent
on America’s nuclear umbrella.
This would weaken Japan’s
commitment to the Nuclear Non-Proliferation
Treaty and its own declared
non-nuclear principles.
These principles were first announced
by then Prime Minister
Eisaku Sato in December 1967, and
successive governments have adhered
to this policy. However, the principles
have been challenged in the new circumstances
of the post-Cold War era,
especially by nuclear threats from
North Korea or by the rising power of
nuclear China. In fact, Mr. Yasuo
Fukuda, the chief Cabinet Secretary of
the Koizumi Government, told reporters
on 31 May 2002, “The [non-nuclear] principles are just like the Constitution.
But in the face of calls to
amend the Constitution, amendment
of the principles is also likely.”7
Furthermore, an influential opposition
leader of the Liberal Party,
Ichiro Ozawa, criticised China’s rapid
military build-up in his speech on 6
April 2002, and referred to the potentiality
of Japan’s becoming a nuclear
power. He said, “If China gets too inflated,
the Japanese people will become
hysterical in response. We have
plenty of plutonium in our nuclear
power plants, so it is possible for us to
produce 3000 to 4000 nuclear warheads”.
8
The remarks were apparently provoked
by the rising power of China and
Pyongyang’s unpredictable nuclear
threats and anxiety about the effectiveness
of security guarantees from
the United States. There are various
contrary perceptions of Chinese policies
in Japan. Public opinion has of
late rapidly switched toward viewing
China as a threat. A Yomiuri/Gallop
poll in March 1997 showed that the
percentage of Japanese respondents
who named China as a potential threat
increased from 18 per cent in 1994 to
39.1 per cent in 1997.9
Many Japanese scholars, however,
do not perceive China as posing a direct
security threat but, at the same
time, some still suggest that the Chinese
security policies contain underlying
threatening factors. They point
out that the lack of transparency in
Chinese military expenditure is the
source of suspicion and worry for the
concerned countries.
Others explain the rising perception
of the China threat in Japan in terms
of China’s expanding military expenditure
and equipment, Chinese
policy in the South China Sea, its nuclear
tests, and the increasing influence
of the military in Chinese politics.
Even though these scholars do not
accept an immediate China threat thesis,
they agree with the long-term potential
threat from China. The public,
scholars and politicians in Japan assume
that, since China is a revisionist
state, it has an intention of filling up
the power vacuum in the region left
behind by the end of the Cold War.
Other scholars who take the opposite
position assert that China, in respect
to military capability and economic
resources, does not have the
power to pose a threat to Japan.
It is true that China has a belligerent
image, due to its efforts to modernise
the military and its high
growth-rate of military expenditure
and numerous missile tests, but in reality,
Chinese military expenditure is
only 10-20 per cent of Japanese defence
spending. These scholars claim
that the phrase “China as a threat” is an exaggeration and insist that the
Japanese Government should induce
China to participate in a multilateral
security order and help them to improve
transparency.
In response to “China as a potential
threat” and the intensified threats by
North Korea, Japan has transformed
its security policy in terms of strengthening
Japan-U.S. security cooperation
in regional security, and smoothing
operations of the Self-Defence Force.
Japan possesses a formidable modern
air and naval capability. Having implemented
the bulk of a comprehensive
build-up plan formulated in the
early 1980s, it has an arsenal that is
advanced even by the standards of the
major industrial nations. Already
ranked second in the world, Japan’s
defence spending may enable it to establish
cutting-edge military capability,
especially in navy and air power.
If the Bush administration tries to
consolidate U.S. military hegemony by
establishing a missile defence system,
Japan will plan to magnify its influence
in the Northeast region by obtaining
advanced missile technology.
Japan has the technology to quickly
convert its space programme to the
production of advanced missiles.
NUCLEAR AND MISSILE POLICIES
Over the years, several Japanese
Prime Ministers have canvassed the
possibility of obtaining nuclear weapons
for defensive purposes and staying
within the constraints imposed by
Japan’s post-war constitution. In
1969, there was even an official report
recommending that Japan embark on
a weapons programme. In 1993, the
then Foreign Minister, Kabun Muto,
argued that a nuclear weapons capability
would be important if Japan
faced a severe threat. But many Japanese
remain opposed to going nuclear.
So far as is known, no programme has
been undertaken. Unless there is a
radical change in the United States
non-proliferation policy, Japan would
also face intense opposition from
Washington if it claimed it could no
longer rely on sheltering under America’s
nuclear umbrella.
Japan could succeed in building
such weapons quickly, possibly within
a year. Japan’s nuclear power programme
has generated huge stockpiles
of plutonium, which it has been
allowed to separate in reprocessing
facilities. Compared with North Korea’s
ability to generate enough plutonium
to make one weapon a year,
Japan already has enough to make
more than 1000 warheads.10 Nor does
anyone doubt that it has the technical
skill to incorporate its plutonium into
an effective fission weapon deliverable
by plane or long-range missile.
Japan is now thinking about a sophisticated
missile defence system to protect her against incoming missiles.
In fact, the cabinet decided on 19 December
2003 to work with the United
States to deploy a ballistic missile defence
system (B.M.D.).11 This decision
is a significant shift from its “pacifist”
stance and is likely to have far-reaching
implications for security in the
Asia-Pacific region.
Until now, Japan’s work on missile
defence, spurred by North Korea’s test
of a long-range missile in 1998, has
been limited to research and development.
Under the new plan, Tokyo will
contribute ¥100 billion to acquire key
U.S.-made technologies, with a further
¥600 billion contribution expected
over the next five years. Washington
will provide substantive technological
support to Tokyo’s B.M.D. project. The
shield will include Standard Missile-
3 (S.M.-3), to be launched from Aegis equipped
naval destroyers to intercept
ballistic missiles, and Patriot Advanced
Capability-3 (P.A.C.-3) missiles
to shoot down any remaining
missiles from the ground.12
While “pacifists” and “Gaullists”
still abound in Japan, the B.M.D. issue
has not been put to a stringent
public opinion test in the way Prime
Minister Koizumi’s pro-U.S. stance
has been. concern
about Japan and U.S. collaboration
on missile defence, warning it
would have “negative effects on regional
stability and security”. However,
Japanese Defence Minister
Shigeru Ishiba rejected complaints
that the move would threaten regional
stability. “We don’t need to shoot interceptor
missiles if they don’t launch
their missiles, so I think the nature of
the system is entirely defensive, thus
constitutionally possible, and it
matches with Japan’s exclusively defensive
posture”,13 he said.
Mr Ishiba
also acknowledged that Washington
regarded Tokyo’s participation in the
missile defence project as a litmus test
of its commitment to the U.S.-Japan
alliance.
Japan’s participation in the missile
defence shield will necessitate changes
in Tokyo’s existing ban on the export
of arms. Amendments to the control
regime, which already has some exceptions
for the United States, will be
necessary to enable the development
of integrated missile defence systems.
The move will enable Japanese defence
contractors to participate in the
development of missile defence technologies.
The Japanese Foreign Ministry
noted on 19 December 2003 that “Japan
has been conducting technological research of B.M.D. with the United
States and has now come to the conclusion
that it is desirable to introduce
the system for the purpose of enhancing
peace and security of the nation
and for strengthening the Japan-U.S.
Security Alliance”.14 The multi-layer
defence system will consist of the Aegis
B.M.D. know-how and the Patriot
P.A.C.-3 equipment, both of U.S. origin.
Cognisant of the shockwaves that
the move could send across the Asia-
Pacific region, the Koizumi administration
took care to emphasise that the
move was entirely “defensive” and that
it would have “no threatening implication
for the neighbouring countries
and areas and no ill-effect on the stability
in the region . . As and when necessary,
Japan would explain its position
so as to gain international understanding”,
15 it added.
As of now, two aspects of the decision
on the B.M.D. system stand out.
First, the Japan-U.S. alliance accounts
for not only the B.M.D.’s perceived viability
but also for Tokyo’s decision to
send troops to Iraq on a “non-combat”
mission at this stage. According to
analysts in the region, Tokyo’s decision
regarding Iraq has something to
do with the need to stay on the right
side of the United States and to be
counted upon for reconstruction contracts,
especially in view of the Bush
dictum of exclusiveness in such matters.
16
Referring to U.S.-Tokyo ties on the
eve of the 21stt century, Yoichi
Funabashi and others in the Japanese
strategic affairs community had spoken
of an “alliance adrift”. In mid-
2003, Yutaka Kawashima, a former
Japanese diplomat who had risen to
the rank of Vice-Minister of Foreign
Affairs, examined various scenarios
before concluding that “all sorts of reservations
and criticism in Japan itself
regarding U.S. actions will be vociferously
expressed”. However, in his
opinion, “Japan’s best option seems to
be to work closely with the United
States”.
The second aspect is that the new
system could either be a forerunner of,
or indeed become an integral part of,
the theatre missile defence system
(T.M.D.) proposed by the United
States in the Asia-Pacific region. Japan
has been undertaking joint technological
research just on T.M.D., covering
U.S. military forces in Japan.
T.M.D., which had focused on shortand
medium-range ballistic missiles,
is now likely to merge with a programme
targeting intercontinental
missiles. The Japan-U.S. research being
conducted on sea-based systems
will become part of the missile defence programme as a whole.
THE ROAD AHEAD
With respect to the common security,
Japan is invited to share burdens
based on concepts devised in Washington
and transmitted to Tokyo as
received truth. This approach, according
to Henry Kissinger, has generated
fewer overt challenges to American
dominance than it has in Europe because
“[I]t has served Japanese purposes
to acquiesce in the suggested
military build-up and enhanced strategic
role. For it enables the country
to move toward a more assertive international
role and to extend its strategic
and political reach without exposing
itself to opprobrium for pursuing
a forward national policy”.17 Strategic
dialogue between the two nations
has been intermittent, partly because
Japan has concentrated on its economic
build-up, leaving security
policy largely to the United States, and
also because of the Japanese national
style, which seeks decision via consensus
rather than confrontation.
Whether through renewed nationalism,
Japan would seek its autonomy
from American security and foreign
policies cannot be ruled out.
This imposes two requirements on
the United States: to continue American
engagement in Asia — symbolised
by the American military presence —
and to redefine the Japanese-American
alliance. Without an American
military presence in Asia, Japan will be increasingly drawn to security and
foreign policies based on national impulses.
When Japan and the United
States formulate their policies in concert,
Japan’s build-up of an autonomous
military power will be both limited
and defined by a strategic context,
and the impact of this build-up on the
rest of Asia will be far less disturbing.
A new dimension must therefore be
given to bilateral political dialogue and
to the coordination of foreign policies,
especially in Asia.
• • •
Bibliography
Hirotaka, Watanabe, “Japan in a
Changing World”, Japan Echo, Vol.
29, No. 4 (August 2002).
Samore, Gary, “The Korean Nuclear
Crisis”, Survival, Vol. 45, No. 2
(Spring 2003).
Taner, Richard, “North Korea: Beyond
Realpolitik”, Spinach7, Issue 3
(Autumn/Winter 2004).
News Weekly, 29 November 2003.
Yomiuri Shimbun, 17 March 1997.
Toohey, Brian, “The New Nuclear
Threat”, The Weekend Australian Financial
Review, 1-2 March 2003.
“Farewell to Pacifism”, Frontline, 16
January 2004.
“Japan Embraces Missiles”, Australian
Financial Review, 20-21 December
2003.
Shuja, Sharif, “Northeast Asia and
US Policy”, Contemporary Review,
Vol. 281, No. 1639 (August 2002).
1. For details, see Watanabe Hirotaka, “Japan in a Changing World”, Japan Echo,
Vol. 29, No. 4 (August 2002), page 18.
2. The importance of Japan in U.S. defence calculations was illustrated in a candid
address given at Deakin University’s Security Studies Seminar in Melbourne on 18
July 2002 by Professor Aaron L. Friedberg. Friedberg, who directs Princeton University’s
Research Program in International Security, spoke on “Changing Great Power
Relations in East Asia with the War on Terrorism”. In his talk, which the author attended,
Friedberg said that following the September 11 events, the United States is
improving relations with Singapore, Malaysia, the Philippines and India, while further
strengthening relations with its allies such as Japan, Australia, Taiwan and Pakistan.
3. Interviews by the author with Toshiya Nakamura, Professor of International Journalism
at the Siebold University of Nagasaki, in Melbourne, November 2004.
4. This is a new multilateral forum in Northeast Asia, in which all the region’s major
powers sit down with the two Koreas to persuade Pyongyang of the need to abandon
its obsession with weapons of mass destruction.
5. Washington leads this Proliferation Security Initiative (P.S.I.) to intervene in the
global arms trade. A mix of conventional law enforcement, intelligence and naval
firepower, the P.S.I. has tightened international cooperation in blocking weapons exports,
especially missile sales. It began with 13 nations, including Australia, and has
expanded to almost 80.
6. Gary Samore, “The Korean Nuclear Crisis”, Survival, Vol. 45, No. 2 (Spring 2003),
page 7. Also see, Richard Taner, “North Korea: Beyond Realpolitik”, Spinach7, Issue
3 (Autumn/Winter 2004), pages 25-29.
7. Cited in News Weekly, 29 November 2003, page 18.
8. Ibid.
9. Yomiuri Shimbun, 17 March 1997.
10. Cited in Brian Toohey, “The New Nuclear Threat”, The Weekend Australian Financial
Review, 1-2 March 2003, page 22.
11. “Farewell to Pacifism”, Frontline, 16 January 2004, page 49.
12. “Japan Embraces Missiles”, Australian Financial Review, 20-21 December 2003,
page 9.
13. Ibid.
14. Frontline, 16 January 2004, page 50.
15. Ibid.
16. Interviews by the author with Kaori Okano, Senior Lecturer in Asian Studies and
Convenor of JapanesePolitics at La Trobe University, in Melbourne, November 2004.
17. Sharif Shuja, “Northeast Asia and U.S. Policy”, Contemporary Review, Vol. 281,
No. 1639 (August 2002), pages 73-86.
National Observer No. 65 - Winter 2005